Daily Archives: August 12, 2015

FAQ’S ON FOREIGN PORTFOLIO INVESTORS

By | August 12, 2015

FREQUENTLY ASKED QUESTIONS (FAQs) ON SEBI (FOREIGN PORTFOLIO INVESTORS) REGULATIONS, 2014 [UPDATED AS ON 25-5-2015] Disclaimer: These FAQs are prepared with a view to guide market participants on SEBI (Foreign Portfolio Investors) Regulations, 2014 (“the Regulations”). For full particulars of laws governing the Foreign Portfolio Investors (FPI), please refer to the Acts/Regulations/Guidelines/Circulars etc. appearing under… Read More »

CLARIFICATIONS ON INSIDER TRADING

By | August 12, 2015

CLARIFICATIONS ON INSIDER TRADING CLARIFICATIONS ON SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992.  SEBI has amended certain provisions of SEBI (Prohibition of Insider Trading) Regulations, 1992 vide notification dated November 19, 2008 for the purpose of better disclosures and prevention of insider trading. Subsequently we received a few queries from the companies seeking clarification mainly… Read More »

Why Trading in Shares of the company is suspended

By | August 12, 2015

Trading in Shares of the company is suspended. Please advice? Companies may be suspended from trading on various grounds such as;  (a) Non payment of listing fees.  (b) Non fulfillment of listing agreement. etc. Shares of the company are listed and traded on the Stock Exchange, subject to compliance with the listing agreement. The Stock… Read More »

GLOSSARY OF FINACIAL TERMS

By | August 12, 2015

GLOSSARY  A Account closure (depositor account) The closure of beneficiary and pool accounts by the investor and the clearing member or at the discretion of the participant, if the client has defaulted in its obligations towards the participant. Accounts Payable A current liability showing the amounts due to others within a period of one year… Read More »

FAQ’s on MUTUAL FUND

By | August 12, 2015

INVESTMENTS IN MUTUAL FUND SEBI INVESTOR EDUCATION PROGRAMME Introduction Different investment avenues are available to investors. Mutual funds also offer good investment opportunities to the investors. Like all investments, they also carry certain risks. The investors should compare the risks and expected yields after adjustment of tax on various instruments while taking investment decisions. The… Read More »

FAQs on Insurance Repository

By | August 12, 2015

FREQUENTLY ASKED QUESTIONS (FAQs) What is Insurance Repository?                “Insurance Repository” means a company formed and registered under the Companies Act, 1956 (1 of 1956) and which has been granted a certificate of registration by Insurance Regulatory and Development Authority (IRDA) for maintaining data of insurance policies in Electronic form on behalf of Insurers.… Read More »

FAQs on Digital Signature Certificate (DSC)

By | August 12, 2015

FAQs ON DIGITAL SIGNATURE CERTIFICATE (DSC) : Companies What is the process of obtaining DSC from Certifying Authority? • Digital Signature Certificate (DSC) Applicants can directly approach Certifying Authorities (CAs) with original supporting documents, and self-attested copies will be sufficient in this case • DSCs can also be obtained, wherever offered by CA, using Aadhar… Read More »