SEBI Paper on Investment Advisers for uniform standards

By | October 8, 2016
(Last Updated On: October 8, 2016)

Consultation Paper on Amendments/Clarifications to the SEBI (Investment Advisers) Regulations, 2013

1. Objective: To solicit the comments/views from public on the consultation paper proposing amendments/clarifications to the SEBI (Investment Advisers) Regulations, 2013 (hereinafter referred as “IA Regulations”). The objective of the consultation paper is to specify uniform standards across all the intermediaries/persons engaged in providing investment advisory services irrespective of whether such activity is incidental to their primary activity or not and to address the gaps or overlaps in legal or regulatory standards.

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