Tag Archives: investment advisers

SEBI Paper on Investment Advisers for uniform standards

Consultation Paper on Amendments/Clarifications to the SEBI (Investment Advisers) Regulations, 2013 1. Objective: To solicit the comments/views from public on the consultation paper proposing amendments/clarifications to the SEBI (Investment Advisers) Regulations, 2013 (hereinafter referred as “IA Regulations”). The objective of the consultation paper is to specify uniform standards across all the intermediaries/persons engaged in providing… Read More »

10 Unregistered investment advisers , Be aware : SEBI

PR No. 112/2016   SEBI cautions public to deal with only SEBI registered investment advisers and research analysts   The general public is hereby cautioned to deal with only SEBI registered investment advisers and research analysts for availing investment advisory services/ research services. The details of SEBI registered investment advisers and research analysts are available… Read More »