Tag Archives: Stock Brokers

Stock Brokers : SEBI issued Guidelines for Supervision

CIRCULAR SEBI/HO/MIRSD/MIRSD2/CIR/P/2016/95 September 26, 2016 The Managing Directors of all Recognized Stock Exchanges and Depositories Dear Sir/Madam, Subject: Enhanced Supervision of Stock Brokers/Depository Participants 1. SEBI constituted a committee on “Enhanced Supervision of Stock Brokers”, which included representatives from Stock Exchanges, Depositories and Brokers. With a view to implement the recommendations, the guidelines as Annexed… Read More »