Category Archives: SEBI

SEBI Manual by Taxmann (34th Edition June 2019)

By | June 27, 2019

SEBI Manual (Set of Three Volumes) (34th Edition June 2019) Price Rs 5995 Buy online Click here Paperback: 4520 pages Publisher: Taxmann; 34th Edition June 2019 edition (2019) Volume 1 SEBI (Issue of Capital and Disclosure Requirements) Regulations 2018 SEBI Act 1992 Securities Contracts (Regulation) Act 1956 with Rules/Regulations SEBI Rules/Regulations/Circulars & Guidelines for Bankers to an… Read More »

New Settlement Rules of SEBI

By | December 22, 2018

Ministry of Finance New Settlement Rules of SEBI Posted On: 21 DEC 2018 SEBI has introduced the SEBI (Settlement Proceedings) Regulations, 2018 that have been notified on 30.11.2018 and will come into effect from 01.01.2019. On the date of commencement of these Regulations the existing SEBI (Settlement of Administrative and Civil Proceedings) Regulations, 2014 shall… Read More »

Trading hours for commodity derivatives segment : SEBI Circular

By | December 4, 2018

Trading hours for commodity derivatives segment SEBI Revised Timing for Trading as follow vide  Circular No.: SEBI/HO/CDMRD/DMP/CIR/P/2018/146 Dated Nov 30, 2018 To, The Managing Directors / Chief Executive Officers All Recognised Stock Exchanges and Clearing Corporations having commodity derivatives segment Sir / Madam, Download Circular Click here

Deadline extended by SEBI for Transfer of shares in demat form till April 1, 2019

By | December 4, 2018

Transfer of securities only in demat form- Deadline extended till April 1, 2019 Dec 03, 2018 PR No.: 49/2018 Transfer of securities only in demat form- Deadline extended till April 1, 2019   The Board, on March 28, 2018, decided that except in case of transmission or transposition of securities, requests for effecting transfer of securities shall… Read More »

Guidelines to Control Black Money in Share Market

By | August 10, 2018

Ministry of Finance Guidelines to Control Black Money in Share Market Posted On: 10 AUG 2018 6:56PM by PIB Delhi Securities and Exchange Board of India (SEBI), vide circular dated April 27, 2007, has mandated that PAN would be the sole identification number for all participants transacting in the securities market, irrespective of the amount… Read More »

No Registration of Sub-Broker with SEBI

By | August 4, 2018

No fresh registration shall be granted to any person as Sub Broker. Any pending applications for registration as Sub Brokers under process, shall be returned to the concerned Stock Exchanges for onward transmission to the applicant CIRCULAR SEBI/HO /MIRSD/ DoP/CIR/P /2018/ 117 August 03 , 2018 To, 1. All Recognized Stock Exchanges 2. Stock Brokers… Read More »

Section 178 of Finance Act 2018 : Commencement of this Part

By | April 1, 2018

Section 178 of Finance Act 2018 [Section 178 of Finance Act 2018 deals with Commencement of this Part and is covered in CHAPTER VIII MISCELLANEOUS] PART X AMENDMENTS TO THE SECURITIES AND EXCHANGE BOARD OF INDIA ACT, 1992 Commencement of this Part 178. The provisions of this Part shall come into force on such date as the Central… Read More »

Section 151 of Finance Act 2018 : Amendment of section 23G

By | April 1, 2018

Section 151 of Finance Act 2018 [Section 151 of Finance Act 2018 deals with Amendment of section 23G and is covered in CHAPTER VIII MISCELLANEOUS] Amendment of section 23G 151. In section 23G of the principal Act, after the words “periodical returns”, the words “or furnishes false, incorrect or incomplete periodical returns” shall be inserted. Finance Act 2018… Read More »

PWC and related firms bared from audit of listed companies for 2 years : SEBI

By | January 12, 2018

SEBI bars Price Waterhouse and related firms from audit of listed companies,  compliance of obligations of such cos. and intermediaries  Securities and Exchange Board of India (SEBI) on the basis of email received in 2009 from from Mr. B. Ramalinga Raju, had carried out an investigation into the affairs of Satyam Computer Services Limited (‘SCSL’).… Read More »